FERRER FREEMAN & COMPANY, LLC

PRIVACY NOTICE

To:  Investors in FFC Partners I, L.P., FFC Executive Partners I, L.P., FFC Partners II, L.P., FFC Executive Partners II, L.P.,  FFC Partners III, L.P. and FFC Executive Partners III, L.P., who are natural persons:

As required under the United States Federal Trade Commission’s “Privacy of Consumer Financial Information Rules” we are providing this notice to individual investors (i.e. investors who are natural persons) in order to inform you of our privacy policies and practices with respect to your personal, nonpublic information. 

It is important to note that we have always treated the personal information we receive from all of our investors with sensitivity and plan to continue that practice.  We do not disclose any non-public personal information concerning you to anyone, except as permitted by law or regulation. Certain disclosures are “permitted under the rules” (for example disclosures to accountants and attorneys for the funds) and the rules allow an individual investor to elect to “opt out” of any other disclosures to unaffiliated third parties.   We believe that all of our existing and future anticipated disclosures are permissible under these rules and will therefore not be affected by an “opt out” election.  In the unlikely event we deem it necessary to disclose information which is not permitted under the rules, we have provided you with an election to “opt out” of such disclosure.

In connection with the formation and ongoing activities of our private investment funds, we collect and maintain nonpublic personal information about our individual investors from the following sources:

a)  Information we receive from you on subscription agreements, investor questionnaires or other forms that you submit to us or contracts that you enter into with us;

b)  Information related to your transactions with us, our affiliates or others; and

c)  Information obtained from meetings and telephone conversations with you.

We may disclose any of the information we collect, as described above, in connection with the activities of our investment funds to third parties and to our affiliates, including:

a)  Financial service providers, such as broker-dealers, custodians, banks and others used to finance or facilitate transactions by or operations of our private funds; and

b)  Actual and potential portfolio companies, purchasers thereof and potential co-investors, and each of their respective advisors if requested in connection with an investment or disposition.

We may also disclose nonpublic personal information about you to nonaffiliated third parties as permitted by law and in accordance with the agreements governing your investment in our private funds, including:

a)  Other service providers to our investment funds, such as those who provide accounting, legal, or tax preparation services;

b)  Other partners and potential investors in our investment funds; and

c)  Transfer agents, portfolio companies, brokerage firms and the like, in connection with distributions to our limited partners.

We maintain physical, electronic and procedural safeguards to guard your nonpublic personal information in our possession or under our control.

Disclosure Opt Out

If you prefer that we not disclose nonpublic personal information about you to nonaffiliated third parties, you may opt out of those disclosures (other than disclosures permitted by law or the agreements governing your investment in our private funds); that is, you may direct us not to make those disclosures (other than disclosures permitted by law or the agreements governing your investment in our private funds).  To opt out of disclosures to nonaffiliated third parties, please contact us at (203) 532-8011.